鍵合規等方面
Each of us is required to fully comply with all laws and regulations applicable to PG&E's business activities.我們每個人的要求完全遵守所有適用法律和法規PG&E公司的業務活動。 In addition, all disclosures, documents, or reports provided to any government agency or in any other public communication must be, to the extent possible, full, fair, timely, and understandable.此外,所有披露,文件,報告或提供給任何政府機構或任何其他公共通信必須要盡可能全面,公正,及時和理解的。
Violations of PG&E policies or legal and regulatory requirements must be reported promptly to your supervisor, another involved department, or the Compliance and Ethics Helpline.違反規定的PG&E公司的政策或法律和法規,必須立即向上司報告,涉及其他部門或合規和道德熱線。
Federal Securities Laws 聯邦證券法
As companies with publicly traded securities 3 , PG&E Corporation and Pacific Gas and Electric Company must each comply with federal laws and regulations that require the disclosure of certain information in periodic financial and other reports that are filed with the Securities and Exchange Commission (SEC).隨著公司公司與公開交易的證券3,PG&E公司公司,太平洋煤氣和電力必須各自遵守聯邦法律和法規,要求交換)管理委員會(SEC披露的某些信息和定期證券的財務報告和其他報告所提出的。 If you are asked to review a draft SEC report, you are expected to respond promptly to help ensure that the SEC reports are accurate and complete.如果你是一個草案,要求美國證券交易委員會的審查報告,希望你能夠迅速作出反應,以幫助確保美國證券交易委員會的報告是準確和完整。
The securities laws also impose requirements regarding recordkeeping and the establishment, maintenance, and evaluation of “disclosure controls and procedures” as well as “internal control over financial reporting,” as those terms are defined in the Sarbanes-Oxley Act of 2002.證券法還規定保存記錄方面的要求,建立,維護和程序進行評價的“控制和披露”以及“財務報告內部控制”,因為這些用語的定義奧克斯利法案在2002年薩班斯。 These laws require the Chief Executive Officer and the Chief Financial Officer to certify, among other things, the accuracy and completeness of information in the SEC reports and the effectiveness of disclosure controls and procedures, and that they have disclosed any fraud that involves management or other employees who have a significant role in internal control over financial reporting.這些法律規定的行政總裁及首席財務總監,以證明的東西,除其他外,報告的準確性和完整性在美國證券交易委員會的資料和披露控制程序的有效性,并和他們透露任何欺詐行為,涉及管理或其他員工誰擁有控制權的財務報告有重大作用的內部。
PG&E Corporation's and Pacific Gas and Electric Company's internal controls over financial reporting are regularly tested, and if any deficiencies are identified, the controls are corrected and re-tested until they are effective. PG&E公司公司和太平洋煤氣和內部控制電器公司財務報告的定期測試,如果發現有任何缺陷,控件被糾正和重新測試,直到它們是有效的。 While the Chief Executive Officer and Chief Financial Officer are ultimately responsible for establishing and maintaining internal controls, the primary burden of complying with and testing controls falls on us.雖然行政總裁和首席財政官的最終控制負責建立和維護內部的遵守和測試的主要負擔落在我們的控制。 As such, you are expected to perform and test controls with due care.因此,您預計執行和測試控制,并適當照顧。
If you have a concern about questionable accounting or auditing matters or internal controls (collectively, “accounting complaints”), contact the Compliance and Ethics Helpline at 1-888-231-2310.如果您對1-888-231-2310可疑的會計或審計事項或內部控制措施(統稱為“會計投訴”),請在遵守和道德熱線的關注。 The PG&E Corporation Senior Vice President and General Counsel reviews all such accounting complaints. PG&E公司公司的高級副總裁兼總顧問審查所有這些會計投訴。 The Chairs of the Audit Committees of the Boards of Directors are informed of any significant and material accounting complaints.董事會各委員會主席審計委員會對被告知的任何重大投訴和材料核算。
3 PG&E Corporation's common stock is listed on the New York Stock Exchange and the Pacific Exchange and Pacific Gas and Electric Company's preferred stock is listed on the American Stock Exchange and the Pacific Exchange. 3 PG&E公司公司的普通股在紐約證券交易所和太平洋交易所和太平洋煤氣和電力公司的優先股股票掛牌上市的美國股票交易所和太平洋地區。
Insider Trading 內幕交易
Never make investment decisions regarding any equity or debt securities based on information obtained in the course of your employment if the information 1) has not been publicly disseminated and 2) could have a material effect on the value of the investment.切勿作出投資決定就任何股本或債務證券根據你們的就業信息獲取過程中,如果信息1)沒有被公開傳播和2)可能有重大影響的投資上的價值。 Examples of such information include expansion plans, major management changes, dividend rates, earnings, mergers, and significant new contracts or projects.這些信息的例子包括擴展計劃,主要管理人員的變動,股息率,收益,合并,以及大量新的合同或項目。 Using this information is against PG&E's policy and may violate laws or regulations.使用此信息是對PG&E的政策,可能會違反法律或法規。
If you would like more information on insider trading, review PG&E's compliance booklet, Insider Trading: An Overview of Laws and Corporate Policies .如果您想了解更多交易信息,內幕交易,審查PG&E公司的遵守情況的小冊子, 內幕:一個政策法規和公司概況 。 You can access it on the Compliance and Ethics Intranet site or request a copy by calling 1-415-973-8685.您可以訪問1-415-973-8685它在遵守和道德要求內聯網網站或致電副本。
Affiliate Rules 會員規則
The California Public Utilities Commission (CPUC) and the Federal Energy Regulatory Commission (FERC) have implemented affiliate rules to ensure that resources and assets of the regulated members of the corporate family are not used to subsidize or give an unfair advantage to our other lines of business.美國加州公用事業委員會(CPUC)和聯邦能源管制委員會(FERC)已經實施附屬規則,以確保資源和家庭資產的企業的監管人員不被用來資助或給予不公平的優勢,我們的其他行業務。 Failure to comply fully with the rules can result in sanctions, fines, or other serious measures.未能充分遵守規則與可能導致制裁,罰款,或其他嚴重的措施。
If you're in a position that requires any interaction with other PG&E lines of business, current customers, or potential customers, you should be familiar with the affiliate rules.如果你是在一個客戶的立場,即要求任何可能的互動與其他E線皮克與業務,現有客戶,或者,你應該熟悉規則的子公司。 One source of information is the PG&E compliance booklet, Interactions in the Corporate Family: An Overview of Affiliate Rules .一個信息來源是PG&E公司遵守本小冊子, 家庭互動的企業:一個規則概述加盟 。 You can access it on the Compliance and Ethics Intranet site, or request a copy by calling 1-415-973-8685.您可以訪問1-415-973-8685它在遵守和道德內聯網網站,或致電索取副本。
Refer specific questions about the rules to the Affiliate Rules Helpline at 1-415-972-7272.在熱線1-415-972-7272參照有關規則,會員規則的具體問題。
Antitrust Laws 反壟斷法
Antitrust laws were established to promote economic competition among businesses.反托拉斯法的制定是為了促進企業之間的經濟競爭。 Activities that limit competition, restrict trade, or otherwise dominate a market may violate federal or state antitrust laws.活動限制競爭,限制貿易,或以其他方式支配市場可能違反聯邦或州反托拉斯法。 Such violations can expose PG&E and individual employees to criminal penalties, large fines, and civil lawsuits.這種侵犯行為,可能令PG&E公司和員工個人的刑事處罰,訴訟,大型罰款和民事。
To avoid potential problems, follow these rules:為了避免潛在的問題,請按照下列規則:
- Don't fix prices or divide markets with competitors unless the agreement will be actively supervised and approved by the appropriate regulatory body.不要固定價格或分割市場,競爭者,除非該協議將積極監督和機構批準的適當監管。
- When attending meetings or social events with competitors or potential competitors, avoid discussing any of the following information if it's not publicly available:在參加會議或潛在的競爭者與競爭者或社交活動,避免討論任何信息以下,如果是不公開:
- Prices, pricing policy, contract terms or conditions;價格,定價政策,合同條款或條件;
- Costs, inventories, marketing and service plans, market surveys and studies;成本,庫存,營銷和服務計劃,市場調查和研究;
- Capacity plans and capabilities, territorial agreements; or容量計劃和能力,領土的協議,或
- Any other proprietary or confidential information.任何其他專有或機密信息。
- Don't suggest or imply to any vendor that it must purchase services from PG&E in order to sell products or services to PG&E.不建議或暗示任何供應商,它必須購買從PG&室服務,以銷售產品或服務的簡稱PG&大腸桿菌
- Be careful that any negative or critical comments you make about a competitor are accurate.要小心,任何否定或批評你對競爭對手是準確的。
- Don't use PG&E's size to intimidate or threaten any individual or organization.不要使用PG&E公司的規模,以恐嚇或威脅任何個人或組織。
PG&E has developed a booklet and training program on antitrust compliance, which are accessible on the Compliance and Ethics Intranet site. PG&E公司已經開發遵從及倫理聯網網站的小冊子和培訓方案的反壟斷規定,這是訪問的。 The booklet is called Rules for Fair and Legal Competition: An Overview of Antitrust Laws , and may be requested by calling 1-415-973-8685.這本小冊子是所謂的競爭規則的公平和法律:一種法律概述反壟斷法 ,并可以要求致電1-415-973-8685。
For more specific questions or concerns, ask your supervisor, local compliance representative, or Law Department.對于更具體的問題或疑慮,請你的上司,遵守當地的代表,或法律部。
Environmental Laws and Regulations 環境法律和法規
PG&E is a recognized environmental leader and is committed to conducting its business in an environmentally sensitive manner. This commitment is consistent with our Core Values and makes good business sense.簡稱PG&E是公認的環保領導者,致力于敏感的方式開展業務,在環境方面。這項承諾是與我們的核心價值觀相一致,并是一個很好的商業意義。 Make sure that the decisions you make on behalf of PG&E reflect this commitment.請確保您é作出的決定和代表了PG反映了這一承諾。
If you would like more information on environmental compliance, review the PG&E compliance booklet, Protecting the Environment: An Overview of Environmental Laws .如果您想了解更多信息,符合環保,PG&E公司審查符合本小冊子, 保護環境:一個法律環境概述 。 You can request a copy of the booklet by calling 1-415-973-8685 or access it on the Compliance and Ethics Intranet site.您可以要求遵守倫理內聯網網站和一個復制的小冊子致電1-415-973-8685或訪問它。 For specific environmental questions or concerns, ask your supervisor, local environmental specialist, or the Law Department.對于具體的環境問題或疑慮,請你的主管,當地環保專家,或法律部。
Political Laws 政治法律
Government officials shape the legal and regulatory environment in which PG&E operates.政府官員形成的法律和監管環境,PG&E公司的運作。 If you interact with government officials or candidates for public office, or if you provide gifts or contributions to such individuals, you must understand the laws that control the corporation's participation in the political process. You should obtain a copy of the compliance booklet, Working with Government Officials: Compliance with Political Laws , which covers limitations on gifts, the approval process for contributions, regulatory reporting requirements, and other important information. You can request a copy by calling 1-415-973-8685 or access it on the Compliance and Ethics Intranet site.如果您互動與政府官員或公職候選人公開,或者如果您提供的禮物或個人捐款等,你必須了解的法律,控制該公司的過程中參與政治。你應該得到一個副本遵守小冊子, 工作政府官員:禮物遵守政治法律 ,其中就包括限制,對捐款的核準程序,監管報告的要求,以及其他重要信息。您可以要求遵守和副本致電1-415-973-8685或訪問它的倫理Intranet站點。
The Governmental Relations Department, the Charitable Contributions Department, and the Law Department coordinate all contributions and gifts made to government officials on behalf of PG&E. Don't make commitments for contributions or provide gifts without consulting them (contributions, 1-415-973-2177 and gifts, 1-415-973-1456).在政府關系部,慈善捐款部和法律部協調所有的捐款和1-415-973禮物(捐助,使他們的政府官員代表了PG&'五唐噸咨詢承諾作出捐款或提供無禮物- 2177和禮物,1-415-973-1456)。
Remember, giving out squeeze lights or hard hats, allowing public officials to use a PG&E meeting room, or hanging a banner with a bucket truck can constitute making a gift.記住,給了擠壓或安全帽燈,讓公職人員使用PG&E公司會議室,或掛橫幅與禮物一斗卡車可以構成一個決策。
Copyright Laws 著作權法
Copyrighted works include, but aren't limited to, newsletters, magazine articles, newspapers, books, videotapes, drawings, musical recordings, and software.受版權保護的作品包括但不限于通訊,雜志文章,報紙,書籍,錄像帶,圖片,音樂唱片和軟件。 Copyright law protects such works even if they do not include a copyright notice.這些作品的版權法律保護,即使他們不包括版權聲明。 If you would like to copy material for distribution at work, make sure you have permission from the copyright holder before making copies.如果你想復制在分發工作的物質,確保您有復制著作權人的許可之前,從。
Before you reproduce a newspaper or magazine article for distribution within PG&E, check the Copyright Quick Reference List, which includes about 150 publications from which we may make copies. The Quick Reference List is available on PG&E's Compliance and Ethics Intranet site, and also is posted next to most copy machines.在您復制一份報紙或雜志é文章及分發內部編號,查詢版權快速參考名單,其中包括大約150種出版物從中我們可以拷貝??焖賲⒖济麊紊咸峁┑腜G&E公司的合規和道德內聯網,也被張貼最旁邊的復印機。 You also may check the Copyright Clearance Center at www.copyright.com or call the publisher to get needed approvals.您還可以查看結算中心在版權www.copyright.com或致電出版商為了獲得必要的批準。
Computer software is covered by licensing agreements that typically prohibit unauthorized use or copying.計算機軟件受許可協議通常禁止未經授權的使用或復制。 Never make unauthorized copies of software that is licensed to PG&E.五,千萬不要與非法拷貝的軟件是授權給獅城 Also, never load unlicensed software onto PG&E computer equipment or download unauthorized software from the Internet.另外,從來沒有加載未經授權的軟件在互聯網上PG&E公司的計算機設備或軟件,下載未經授權的。 You may, however, install personal software on your company-assigned computer if two conditions are met: 1) you must hold a software license that permits such an installation, and 2) you must have the approval of your supervisor and the local computer system administrator.你可以,但是,個人電腦安裝指定軟件在您的公司如果兩個條件都滿足:1)您必須持有一個軟件許可,允許這樣的裝置,和2),你必須有校監的批準你和本地計算機系統管理員。
If you would like more information on copyright compliance, review the PG&E compliance booklet, Copying Publications and Software: Compliance With Copyright Laws .如果您想了解更多信息,遵守版權,審查合格的PG&E公司的小冊子, 復制出版物和軟件:法律法規與版權 。 You can access it on the Compliance and Ethics Intranet site, or request a copy by calling 1-415-973-8685.您可以訪問1-415-973-8685它在遵守和道德內聯網網站,或致電索取副本。
Foreign Corrupt Practices Act 外國腐敗行為法案
United States companies and their agents doing business outside the United States must comply with the provisions of the Foreign Corrupt Practices Act (FCPA).美國公司及其代理商做業務在美國以外的國家必須遵守反海外腐敗法)的規定,外國腐敗行為法案(。 The FCPA prohibits giving or offering anything of value to a foreign official to induce the recipient to misuse his or her official position to obtain or retain business or secure some improper advantage.反海外腐敗法禁止提供或提供任何有價值的東西向外國官員誘使收件人濫用其官方立場,獲得或保持業務,或獲得一些不正當的優勢。 “Anything of value” is defined broadly, and includes gifts, money and services. “對任何有價值的東西”的定義廣泛,并包括禮物,金錢和服務。 The prohibition extends to the official's friends and family members, and includes political parties, party officials, and candidates for political office.這一禁令擴大到官員的朋友和家人,并包括各政黨,政黨官員和公職候選人的政治。
The FCPA also requires accurate records of foreign transactions and reasonable accounting controls so FCPA issues can't be disguised or hidden.反海外腐敗法還要求外國交易的準確記錄和合理的會計控制,這樣反海外腐敗法問題不能掩飾或隱藏。
Therefore, contact the Law Department before providing any gift, money, or service to a foreign official.因此,法律部聯系,在提供任何禮物,金錢或服務向外國官員。 Also, keep in mind that simple business courtesies such as meals, entertainment, or travel, may be illegal under the FCPA or the laws of the host country. When doing business in a foreign country or with a representative of a foreign country, always maintain detailed records of transactions involving PG&E.另外,請記住這一點,簡單的商業或旅游的禮遇,如膳食,娛樂,可以根據國家的非法主機或反海外腐敗法的法律的。在做業務的外國國家或一個國家的代表外國,始終保持與大腸桿菌詳細記錄交易涉及皮克
For more information, review PG&E's FCPA compliance booklet, Conducting Business Outside the USA: Compliance With Foreign Business Laws .欲了解更多信息,審查PG&E公司的反海外腐敗法規定的小冊子, 開展美國業務外:法律法規與外商 。 You can access it on the Compliance and Ethics Intranet site, or request a copy by calling 1-415-973-8685.您可以訪問1-415-973-8685它在遵守和道德內聯網網站,或致電索取副本。
Facilities Management 設施管理
Operate all company facilities in full compliance with applicable codes, regulations, and laws.經營所有,公司適用的法規規章設施完全遵守和法律。 If you have a concern or suspect a violation, immediately discuss it with your supervisor or facility management representative.如果你有一個擔心或懷疑違反,立即代表討論它與你的上司或設施的管理。
Government Contracts 政府合約
Government contracts may have special provisions and reporting requirements.政府合約可能有特殊的規定和報告要求。 Be aware of those special provisions and immediately contact the Law Department if any questions arise.可知道這些特殊規定,并立即聯系法律系如果出現任何問題。 Fraudulent or dishonest acts in fulfilling a government contract can trigger severe penalties, including fines and jail time, under the False Claims Act.索賠欺詐或不誠實行為法對完成政府合同,可以觸發嚴重的懲罰,包括罰款和監禁假時間,根據。